- Event Date3 Mar, 2021 - 3 Mar, 2021
- Event Time9:00 am - 5:00 pm
- Event Price€ 752
Basic Seminar for Compliance Officers, the WpHG obliges investment services companies to appoint a compliance officer. One of his tasks is to ensure compliance with the relevant regulations. In particular, this involves avoiding conflicts of interest in the securities business and violating the insider rules.