The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance is designed to guide investment funds and portfolio managers chart the path forward on the latest compliance strategies and implementation. Hear from regulators and CCOs from major firms, including OSC, AMF, ASC, FCNB, ATB Financial, Blackrock, IIAC, Edward Jones, Gluskin Sheff, WealthSimple, Caldwell Investment, Aligned Capital Partners, Scotiabank, BMO Financial Group, and many more!!. Discover how the leaders behind major financial services firms implement and comply with regulations. Meet with 20+ compliance thought leaders and build a blueprint for your firm’s future success. The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance connects you with exclusive knowledge at the touch of a button. Meet senior compliance officers and counsels at this annual marquee event. Build your pipeline with valuable leads by taking advantage of one of our limited sponsorship opportunities in an environment that is conducive to forging lasting business relationships.
1. Program development 2. Marketing 3. Networking 4. Conferences
A vital knowledge source for corporate North America, the Strategy Institute is an independent, research-based organization which monitors and communicates changes and trends in business and business strategy. The objective of the Institute is to provide decision-makers with strategic business information and executive education to enhance their business judgment.